DeA Capital Alternative Funds SGR has adopted a Code of Ethics, and an Organizational, Management and Control Model pursuant to Italian Legislative Decree 231/2001 (also containing the legal provisions on the administrative liability of corporate bodies, companies and associations, even if without legal status). The Board of Directors has also appointed a Supervisory Body that has the duty of supervising the function, observance and updating of the Model 231.
The Supervisory Body, endowed with autonomous powers of initiative and control:
Gian Piero Balducci, Chief of Board
Maurizio Bortolotto, Component
Davide Bossi, Component
The legislative regime outlined by Directive 2014/65 / EU relating to financial instrument markets (the so-called MiFID II) aims to strengthen the degree of harmonization of supervisory rules and practices at European level and introduces new measures to promote transparency markets to ensure greater investor protection. In this section, in accordance with the requirements, are published:
Information on DeA Capital Alternative Funds SGR, pursuant to the Regulation on intermediaries adopted by Consob with resolution no. 20307 of 15 February 2018 and subsequent amendments and additions;
policy on conflicts of interest for the management of transactions executed as a counterparty with related parties and / or in potential conflict of interest.